A Path to Secondary Trading of Your Security Token

May 25, 2019  |   By: Max Dilendorf, Esq., Bari Zahn Esq., and Kareem Tabba

You can also download this article in PDF format here.

Our latest joint report with Securitize and OpenFinance Network discussing checkpoints on the path to secondary trading for blockchain-enabled digital securities, which are often underestimated by issuers.

Companies launching STOs in a compliant fashion under one of the available exemptions from registration mistakenly think that this will automatically qualify the tokens for listing on ATS. In practice, this is far from the truth…

This article is provided for your convenience and does not constitute legal advice. The information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Prior results do not guarantee a similar outcome.

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Max Dilendorf, Esq.

Max Dilendorf’s practice is focused primarily on digital assets, cryptocurrency, and technologies that drive blockchain and related distributive computing networks. An early adopter of virtual currency and its associated legal, financial, and business implications, Max is considered the go-to expert for ...

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Max

Bari Zahn, Esq.

Bari Zahn has nearly 20 years of experience practicing at global law firms in New York. Bari has represented a broad array of multinational clients on U.S. and cross-border transactions. She has supervised legal teams worldwide and has extensive management experience as the Founder, former CEO and General ...

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Adam Pollock

Adam is one of the nation’s leading young whistleblower lawyers.  He brings with him a special ability not just to litigate, but to investigate – and understand – complex organizations and transactions.  His extensive familiarity with tech issues is built on a computer science degree and work as a ...

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Adam

Steve Cohen

Steve contributes extensive business and problem-solving experience to challenges that may require litigation – or may help avoid it.  Indeed, his perspective on litigation is influenced by his experience as a three-time internet start-up CEO.

Steve served on Ronald Reagan’s 1980 presidential campaign ...

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Steve

Pamela A. Fuller, Esq.

Pamela A. Fuller is a corporate and international tax attorney, with over two decades of experience.  She advises a wide range of clients–including private and public companies, joint ventures, private equity and hedge funds, C-Suite executives, private U.S and foreign individual clients, and government ...

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Lindsay Rubel, LLM

Ms. Rubel advises clients on all aspects of federal, state, and international tax matters. She has advised corporations, partnerships, limited liability companies and their owners on the tax implications of a variety of transactions, including acquisitions, dispositions, mergers, reorganizations and dissolutions. ...

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Lindsey

Ivanna Korniiuk

Ivanna has 7 years of law practice in Europe, namely in the field of corporate law, M&A transactions, banking and finance. As a senior associate, she advised local, EU, US and multinational clients with respect to their business activities in Ukraine.

Particularly, Ivanna, together with junior associates ...

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Ivanna

Peter Zinkovetsky, Esq.

Peter Zinkovetsky is an experienced and highly rated New York attorney who represents local and international clients.  Peter has been named a Rising Start by Super Lawyers Magazine for six years in a row.  Rising Star Award is given to less than 2.5 percent of attorneys in New York State.  New York Real ...

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Peter Zinkovetsky